Compliance Analyst - Funds Management
Kaizen Recruitment
- Australia
- $140,000-145,000 per year
- Permanent
- Full-time
- Prepare research and analysis and reports as well as lodge regulatory documentation with ASIC and ASX;
- Assisting the team with the preparation of regulatory reporting requirements;
- Monitoring changes in regulations and assisting in the maintenance of the legal and compliance frameworks;
- Updating and drafting legal and compliance documents, policies and procedures pertaining to the relevant prudential standards;
- Integration administrative work for two AFSLs;
- Provide training to internal staff on compliance matters, including but not limited to compliance laws, industry standards, Australian policies and procedures;
- Providing relevant compliance advice to key stakeholders within the business in line with the APRA prudential standards; AND
- Monitor the legal and compliance inbox and communicate relevant information to various departments and business units.
- 2-4 years of legal/risk/compliance experience within an administrator, custodian or funds management business;
- Bachelor's degree in commerce, finance, law, economics or related field or experience required- within the financial services industry required - preferably a fund manager;
- Knowledge in risk management, fund and investor compliance, compliance monitoring, or internal/external audit;
- Experience in dealing with / providing reporting material to ASIC, APRA, AFCA, ATO;
- Ideally have experience working within a Fund Compliance, Regulatory compliance type role;
- Strong communication skills and the ability to effectively carry out compliance tasks as required;
- Understanding of the laws and current regulatory environment, particularly regarding APRA and ASIC;
- Independently take ownership and accountability for your work; AND
- Adept in MS Office and fund management systems.