
Senior Compliance Consultant
- Melbourne, VIC
- Permanent
- Full-time
- Overseeing and ensuring compliance with federal, state, and local regulations, as well as industry standards
- Identifying, assessing, and mitigating compliance risks within the organization
- Creating and updating compliance policies and procedures to align with regulatory changes and business needs
- Conducting training sessions for employees to promote awareness and understanding of compliance requirements
- Implementing monitoring programs to ensure ongoing compliance and preparing reports for senior management and regulatory bodies
- Providing expert advice to various business units on compliance-related matters and supporting them in implementing compliant practices
- Provide support in the handling external client issues and regulatory inquires
- Experience within a financial services role, ideally with a compliance and/or reporting background, for an ASIC or APRA regulated firm
- Experience with ASX, NSX, ASIC, AFCA, FMA, AUSTRAC, and OAIC regulations: In-depth knowledge of local regulatory environments
- Bachelor's degree in law, Finance, Business, or a related field: A solid educational foundation in relevant disciplines
- Strong understanding of relevant laws, regulations, and industry standards: Staying informed about the latest legal and regulatory changes is crucial for ensuring compliance
- Excellent analytical and problem-solving abilities: Analysing data, identifying risks, and finding solutions to compliance issues require strong analytical and problem-solving skills
- Attention to detail and ability to interpret complex information: Compliance work often involves dealing with complex information, and attention to detail is essential for ensuring accuracy
- Effective communication and interpersonal skills: As a Senior Compliance Consultant, you will need to communicate complex compliance concepts to employees at all levels of the organization
- Ability to build and maintain relationships with internal and external stakeholders: Collaboration with various stakeholders, such as legal teams, regulators, and auditors, is crucial for successful compliance management
- Proficiency in using compliance software and tools: Utilising compliance software and tools can streamline processes and help manage compliance more efficiently