
Governance & Compliance Officer
- Melbourne, VIC
- $100,000-120,000 per year
- Permanent
- Full-time
- A people-first culture with a strong focus on ethics, professional standards and development
- Work alongside a dynamic, supportive executive and operational team
- A chance to genuinely influence compliance strategy and help shape risk frameworks
- Hybrid working with flexibility around office days
- Overseeing internal compliance policies and processes to ensure alignment with ASIC, AFCA, APRA and general insurance code requirements
- Supporting governance frameworks including risk register reviews and PI claim coordination
- Conducting audits across broking teams and authorised representatives to ensure licensing and regulatory compliance
- Acting as the key point of contact for internal stakeholders regarding compliance advice, training, and incident management
- Managing onboarding processes for Authorised Representatives, ensuring full compliance with internal policies and ASIC registration
- Leading the development and implementation of best-practice policies, procedures, and training across the business
- Minimum 3 years’ experience in a compliance or governance role within financial services or insurance
- Strong knowledge of AFSL obligations, ASIC Regulatory Guides, and the General Insurance Code of Practice
- Exposure to AR (Authorised Representative) models is highly advantageous
- Diploma of Financial Services (Insurance Broking) or business-related tertiary qualifications – desirable but not essential
- Proven ability to conduct audits, prepare regulatory reports, and present to senior stakeholders
- Strong communication and interpersonal skills – you’ll be working across all levels of the business