
Investment Governance & Risk Analyst
- Sydney, NSW
- Permanent
- Full-time
- Provide regular production, and accurate compliance monitoring for Mercer Investments (Australia) Limited.
- Proactively monitor adherence to procedures and control checks, on a daily / monthly / quarterly basis
- Take ownership of the quarterly third-party fund manager Due diligence questionnaire process
- Assist with the investigation of breaches and incidents and ensure timely resolution and improvement to control environment.
- Assist with regulatory filings and review OTC derivatives reporting.
- Monitor shareholder reporting requirements including any FIRB exclusions and investment mandate exclusion monitoring
- Suggest improvements to manual processes and streamline processes for efficiency
- Escalate any exceptions to senior stakeholders.
- Assist the Senior Manager Investment Governance and Risk with ad hoc tasks and projects.
- Investment compliance experience (3+ years) from a fund or investment management background
- A strong understanding of fund or investment management processes, including the drivers behind market movements and knowledge of asset manager processes
- Strong Excel skills are essential
- Tertiary qualification and/or industry specific qualification
- Experience with a Big 4 or mid-tier professional services firm preferred but not essential.
- Good organisational, research and administrative skills are a must.
- We help you be your best through professional development opportunities, interesting work and supportive leaders.
- We foster a vibrant and inclusive culture where you can work with talented colleagues to create new solutions and have impact for colleagues, clients and communities.
- Our scale enables us to provide a range of career opportunities, as well as benefits and rewards to enhance your well-being.