Senior Internal Control and Audit Specialist

Sydney, NSW
Permanent
Full-time

1 day ago
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About The CompanyTMGM is one of the fastest-growing CFD and Forex brokers in the Asia-Pacific region, trusted by over 150,000 clients globally. With a strong focus on innovation, client satisfaction, and regulatory compliance, we continue to expand our presence across international markets.About The RoleJoin us as we strengthen our Risk Management and Internal Control function across the Group. This role offers the opportunity to shape risk frameworks, enhance governance processes, and promote a culture of proactive risk awareness, while making a meaningful impact on the way we manage risk and support business growth.Key Responsibilities:

Support the Group-wide SOP Facilitation Program by reviewing departmental SOPs, assessing control design effectiveness, and maintaining a central SOP library leveraging AI.
Act as a trusted advisor to stakeholders, promoting strong risk management, internal controls, and governance, while guiding effective control design and fostering continuous improvement.
Deliver assurance activities including RCSA, walkthroughs, and control testing, using data insights to identify control gaps and collaborating with owners to implement enhancements.
Manage incidents and breaches via Jia, including register maintenance, customer communications, post-incident reporting, and participation in cross-functional reviews, while driving follow-up initiatives to embed risk practices.
Contribute to internal audit planning and execution, ensuring alignment with enterprise risks and business priorities, coordinating evidence collection, and tracking remediation actions with stakeholders.
Enhance business resilience by preparing and updating Business Impact Analyses (BIA) and coordinating business continuity testing.

Requirements

5+ years’ experience in internal audit, internal control, risk, or compliance within financial services, with exposure to both financial and non-financial audit reviews.
Tertiary qualifications in Accounting, Finance, Commerce, Business, or a related discipline; professional certifications such as CA, CPA, CIA, CISA, or equivalent are desirable.
Experience in Forex and CFD trading or broader financial services environments preferred; exposure to cybersecurity or IT audit is an advantage.
Strong interpersonal and stakeholder engagement skills, with the ability to influence and collaborate effectively across departments.
Excellent written and verbal communication skills, with a structured approach, strong analytical ability, and high attention to detail.
Highly adaptable, proactive, and able to manage multiple priorities in a fast-paced environment, with a commitment to continuous learning and improvement.
Advanced proficiency in Microsoft Office and data analytics tools (e.g., Power BI), with exposure to Jira, Notion, and GRC platforms; experience supporting system rollouts or enhancements is a plus.

Benefits

Competitive salary and performance-based bonuses.
Opportunities for career growth and development within a global company.
Collaborative and inclusive work environment with exposure to cross-region operations.
Health and wellness benefits.
Flexible working arrangements.

TMGM