Compliance Analyst

Sydney, NSW
$95,000-103,000 per year
Permanent
Full-time

22 days ago
Apply easily

This role will report to the Head of Compliance and is a great opportunity to apply your previous experience while expanding your skillset in a regulated compliance environment across three different business areas. You will have the opportunity to develop and support the enterprise-wide compliance calendar and act as a key communicator between different teams across the business.Some of your key responsibilities will include:

Support different teams across the business with their compliance inquiries
Work with all internal teams to ensure ongoing compliance with all regulatory requirements and international standards
Continue the update of the compliance management plans, including regulatory changes, compliance policies, compliance plans, compliance training, and compliance monitoring
Work closely with the Compliance Assurance Officer to monitor the control assurance testing plan
Compile compliance reports and compliance updates for the Head of Compliance and other stakeholders
Conduct compliance assessments and review risk obligations
Conduct risk assessments where new risks arise or where new processes are introduced across the organisation
Carry out periodic reviews of existing risk assessments
Provide ongoing assistance in the delivery of the compliance and risk frameworks
Manage the risk incident and remediation processes
Work with senior leaders and business units to understand business drivers, concerns, and future expansion plans, and offer support to manage risk
Maintain multiple policies and registers
Review key policies and procedures where required, and support staff members in drafting policies and procedures
Prepare and lodge regulatory filings
Work with internal and external stakeholders and participate in business meetings as required
Support team members with complex issues and share best practices
Respond to ad-hoc queries and assist in project work as required

RequirementsExperience and skills we are looking for:

At least 5 years’ experience in financial services and compliance, regulatory, or another control function
Experience interacting directly with regulators is highly regarded
Tertiary qualification in a relevant discipline, such as Law, Commerce, or Accounting
Understanding of the financial services industry in the USA, Australia, and Canada, including knowledge of the relevant regulators, as well as current and proposed financial services regulatory and legislative requirements
Strong analytical skills
Excellent verbal and written communication skills with theability to work collaboratively with other business areas
Ability to multitask and priorities

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